Shaun Ratay, financial advisor Lisle IL
89 score

Shaun Ratay

CRD Number: 6079061
Current Firm: Morgan Stanley

Shaun Ratay (CRD# 6079061) is an Investment Advisor Representative working at Morgan Stanley in Lisle, IL and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney LLC Lisle, IL May 2014 - Current 2
Morgan Stanley Smith Barney LLC Lisle, IL Oct 2013 - May 2014 < 1
Morgan Stanley Smith Barney LLC Lisle, IL Jun 2012 - Oct 2013 1
Geneva High School / Illinois State University Geneva, IL May 2003 - May 2013 10
St. Charles High School St. Charles, IL May 2012 - Jun 2012 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for Shaun P. Ratay
Phone Number: 914-225-5510
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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