Roger Moreau (CRD# 1701859) is an Investment Advisor Representative working at Moreau Investment Management Co in Jasper, TN and has over 36 years of experience in the finance industry.
CRD# 4760390
Raymond James Financial Services Advisors, Inc.
CRD# 1155854
Stifel, Nicolaus & Company, Incorporated
CRD# 5122989
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Moreau Investment Management Company | Litchfield, CT | Mar 1994 - Current | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1987 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1994 |
- CT
- TN
-
Total Assets Under Management37MILLIONS
-
Total Number of Accounts53ACCOUNTS
-
Average Account Value$698,761
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CT, TN
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