Brete Garland, financial advisor Little Rock AR

Brete Garland

CRD Number: 2335012
Current Firm: Stephens

Brete Garland (CRD# 2335012) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 28 years of experience in the finance industry.

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Stifel, Nicolaus & Company, Incorporated
Company Name Location Dates Years
Stephens Inc. Little Rock, AR Sep 2019 - Current 2
Voya Financial Advisors, Inc. Little Rock, AR Oct 2016 - Sep 2019 2
Voya Financial Little Rock, AR Sep 2014 - Sep 2019 5
Voya Retirement Advisors Little Rock, AR Sep 2014 - Oct 2016 2
Ing Investment Advisers Little Rock, AR Nov 2008 - Sep 2014 5
Ing Little Rock, AR Nov 2008 - Sep 2014 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1993
S65 NASAA Investment Advisors Law Examination Aug 2019
Contact Info for Brete B. Garland
Phone Number: 501-377-2000
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    14,050
    MILLIONS
  • Total Number of Accounts
    23,567
    ACCOUNTS
  • Average Account Value
    $596,191
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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