David FaulknerCRD Number: 864174
Current Firm: Financial Management, Inc.
David Faulkner (CRD# 864174) is an Investment Advisor Representative working at Financial Management, Inc. in Little Rock, AR and has over 23 years of experience in the finance industry.
Crosscurrent Wealthmanagement, LLC
Msi Financial Services, Inc.
Fiduciary Wealth Management, LLC
|Financial Management, Inc.||Little Rock, AR||Feb 2015 - Current||1|
|Morgan Stanley||Little Rock, AR||Jun 2009 - Feb 2015||5|
|Citigroup Global Markets Inc.||Little Rock, AR||Aug 2005 - Jun 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1993|
|S65||NASAA Investment Advisors Law Examination||Sep 2005|
Total Assets Under Management53MILLIONS
Total Number of Accounts375ACCOUNTS
Average Account Value$142,424
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AL, AR, IN, PA, SC, TX