James Alguire, financial advisor Little Rock AR
83 score

James Alguire

CRD Number: 1883792
Current Firm: Stifel, Nicolaus & Company, Incorporated

James Alguire (CRD# 1883792) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Little Rock, AR and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Little Rock, AR Jul 2015 - Current 1
Stifel, Nicolaus & Company, Incorporated Little Rock, AR Jul 2015 - Current 1
Sterne Agee Little Rock, AR Mar 2009 - Current 7
Stanford Group Company Little Rock, AR Nov 2006 - Mar 2009 2
Stillpoint Wealth Management, LLC Little Rock, AR Oct 2004 - Nov 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1991
S65 NASAA Investment Advisors Law Examination Oct 1993
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James R. Alguire
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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