James HawleyCRD Number: 7319987
Current Firm: Stephens
James Hawley (CRD# 7319987) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has 1 year of experience in the finance industry.
Bok Financial Advisors
Egp Wealth Management, LLC
Stifel, Nicolaus & Company, Incorporated
|Stephens Inc.||Little Rock, AR||Jun 2022 - Current||1|
|Stephens Inc.||Little Rock, AR||Nov 2020 - Jun 2022||1|
|Alpha Investment Consulting Group||Milwaukee, WI||Mar 2019 - Oct 2020||1|
|University Of Milwaukee Wisconsin||Milwaukee, WI||Aug 2015 - May 2020||4|
|University Of Wisconsin Milwaukee||Milwaukee, WI||Mar 2016 - Mar 2020||4|
|Swim America||Waukesha, WI||Jan 2014 - May 2016||2|
|Abercrombie & Fitch||Milwaukee, WI||May 2015 - Jun 2015||< 1|
|Education||Waukesha, WI||Jul 2011 - May 2015||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2021|
Total Assets Under Management12,334MILLIONS
Total Number of Accounts21,479ACCOUNTS
Average Account Value$574,246
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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