John Arthur, financial advisor Little Rock AR

John Arthur

CRD Number: 703729
Current Firm: Stifel, Nicolaus & Company, Incorporated

John Arthur (CRD# 703729) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Little Rock, AR and has over 42 years of experience in the finance industry.

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Stifel, Nicolaus & Company, Incorporated
Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Little Rock, AR Jul 2015 - Current 7
Stifel, Nicolaus & Company, Incorporated Little Rock, AR Jul 2015 - Current 7
Sterne Agee Little Rock, AR Mar 2009 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1980
S65 NASAA Investment Advisors Law Examination Dec 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John M. Arthur
Phone Number: 314-342-2000
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    148,561
    MILLIONS
  • Total Number of Accounts
    316,625
    ACCOUNTS
  • Average Account Value
    $469,203
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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