Mark Scott, financial advisor Little Rock AR

Mark Scott

CRD Number: 6133716
Current Firm: Cetera Investment Advisers LLC

Mark Scott (CRD# 6133716) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Little Rock, AR and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Regions Bank Little Rock, AR Nov 2017 - Current 6
Cetera Investment Services LLC St Cloud, MN Nov 2017 - Current 6
Cetera Investment Advisers LLC Little Rock, AR Nov 2017 - Current 6
Bb&t Investment Services, Inc. Colonial Heights, VA Sep 2017 - Nov 2017 < 1
Regions Bank Little Rock, AR Mar 2015 - Aug 2017 2
Cetera Investment Services LLC St. Cloud, MN Mar 2015 - Aug 2017 2
Cetera Investment Advisers LLC Little Rock, AR Mar 2015 - Aug 2017 2
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Feb 2015 < 1
Morgan Stanley Little Rock, AR Jun 2013 - Feb 2015 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2013
Contact Info for Mark A. Scott
Phone Number: 888-528-2987
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    33,356
    MILLIONS
  • Total Number of Accounts
    176,986
    ACCOUNTS
  • Average Account Value
    $188,469
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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