Matthew Speck, financial advisor Little Rock AR
70 score

Matthew Speck

CRD Number: 5904229
Current Firm: United Capital Financial Advisers

Matthew Speck (CRD# 5904229) is an Investment Advisor Representative working at United Capital Financial Advisers in Little Rock, AR and has 1 year of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
United Capital Financial Advisers, LLC Newport Beach, CA May 2015 - Current 1
Hutchinson Financial, Inc. Little Rock, AR Feb 2014 - May 2015 1
Metropolitan Capital Management Little Rock, AR Apr 2011 - Dec 2013 2
Stephens, Inc. Little Rock, AR Mar 2011 - Apr 2011 < 1
Metropolitan Capital Management Little Rock, AR May 2008 - Mar 2011 2
Jackson Hewitt Little Rock, AR Jan 2008 - Mar 2008 < 1
Unemployed Little Rock, AR May 2007 - Jan 2008 < 1
University Of Arkansas At Little Rock Little Rock, AR Aug 2003 - May 2007 3

Matthew Speck has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Matthew E. Speck
Phone Number: 949-999-8500
Registered State(s):
  • AR
  • TX
By the Numbers
  • Total Assets Under Management
    15,406
    MILLIONS
  • Total Number of Accounts
    48,598
    ACCOUNTS
  • Average Account Value
    $317,017
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
70

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