Phillip Lay, financial advisor Little Rock AR
93 score

Phillip Lay

CRD Number: 2999223
Current Firm: St. Bernard Financial Services, Inc.

Phillip Lay (CRD# 2999223) is an Investment Advisor Representative working at St. Bernard Financial Services, Inc. in Little Rock, AR and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
St. Bernard Financial Services, Inc. Russellville, AR Sep 2010 - Current 6
Lay Commercial Mortgage Company Little Rock, AR Nov 2008 - Current 7
Crews & Associates, Inc. Little Rock, AR Sep 2005 - Nov 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
S65 NASAA Investment Advisors Law Examination Mar 1998
Contact Info for Phillip L. Lay
Phone Number: 479-967-1200
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Market timing services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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