Richard Blank, financial advisor Little Rock AR
73 score

Richard Blank

CRD Number: 1195848
Current Firm: Stephens

Richard Blank (CRD# 1195848) is an Investment Advisor Representative working at Stephens in Little Rock, AR and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Stephens Inc. Little Rock, AR Aug 1983 - Current 33
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Richard H. Blank
Phone Number: 501-377-2000
Firm Website: http://stephens.com/
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    6,643
    MILLIONS
  • Total Number of Accounts
    9,625
    ACCOUNTS
  • Average Account Value
    $690,163
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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