Sarah Gutierrez, financial advisor Little Rock AR

Sarah Gutierrez

CRD Number: 3246817
Current Firm: Aptus Financial, LLC

Sarah Gutierrez (CRD# 3246817) is an Investment Advisor Representative working at Aptus Financial, LLC in Little Rock, AR and has over 16 years of experience in the finance industry. Sarah Gutierrez has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Aptus Financial LLC Little Rock, AR Jan 2015 - Current 9
Sc Financial Care Little Rock, AR Jul 2011 - Jan 2015 3
Stephens Inc. Little Rock, AR Jul 2007 - Jan 2015 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2007
Contact Info for Sarah C. Gutierrez
Phone Number: 501-907-1993
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AL, AR, CA, CO, CT, FL, GA, IL, IN, LA, MA, MD, MI, MN, MO, MS, NC, NE, NH, NJ, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI

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