Scott Daniel, financial advisor Little Rock AR
83 score

Scott Daniel

CRD Number: 3041288
Current Firm: Pensionmark Financial Group, LLC

Scott Daniel (CRD# 3041288) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Little Rock, AR and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Pensionmark Financial Group Dba/ Wealthpath Little Rock, AR Jan 2016 - Current < 1
Capfinancial Securities, LLC Raleigh, NC Jan 2016 - Current < 1
Securities America Advisors, Inc. Little Rock, AR Apr 2007 - Jan 2016 8
Securities America, Inc. Little Rock, AR Apr 2007 - Jan 2016 8
Linsco Private Ledger Little Rock, AR Sep 2003 - Apr 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
S65 NASAA Investment Advisors Law Examination Jun 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Scott W. Daniel
Phone Number: 888-201-5488
Registered State(s):
  • AR
By the Numbers
  • Total Assets Under Management
    8,080
    MILLIONS
  • Total Number of Accounts
    2,545
    ACCOUNTS
  • Average Account Value
    $3,174,995
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, HI, ID, IN, MD, ME, MN, MO, MT, NJ, NV, NY, OH, OK, PA, TN, TX, UT, VA

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BADGES
83

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