Holt Fogarty (CRD# 4711547) is an Investment Advisor Representative working at Sei Investments Management Corp in Littleton, CO and has over 20 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sei Investments Distribution Company | Oaks, PA | Mar 2016 - Current | 8 |
| Sei Investments Management Corp | Oaks, PA | Mar 2016 - Current | 8 |
| Fdx Capital LLC | New York, NY | Sep 2015 - Mar 2016 | < 1 |
| James Alpha Management LLC | New York, NY | Sep 2015 - Mar 2016 | < 1 |
| Curian Clearing LLC | Denver, CO | Jan 2010 - Sep 2015 | 5 |
| Curian Capital, LLC | Denver, CO | Jan 2003 - Sep 2015 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2007 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2003 |
- CO
- PA
-
Total Assets Under Management194,796MILLIONS
-
Total Number of Accounts93,301ACCOUNTS
-
Average Account Value$2,087,827
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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