Jonathan Moss, financial advisor Littleton CO
77 score

Jonathan Moss

CRD Number: 6207725
Current Firm: J.p. Morgan Securities LLC

Jonathan Moss (CRD# 6207725) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Littleton, CO and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Jonathan Moss Chicago, IL Aug 2013 - Current 3
Jpmorgan Securities LLC Englewood, CO Jun 2013 - Current 3
Jpmorgan Chase Bank Denver, CO Jun 2010 - May 2013 2
Unemployed Chicago, IL Feb 2009 - May 2010 1
Pnc Bank Chicago, IL Oct 2008 - Jan 2009 < 1
National City Mortgage Chicago, IL Sep 2007 - Oct 2008 1
Wells Fargo Chicago, IL Mar 2007 - Aug 2007 < 1
Midamerica Bank Chicago, IL Jun 2003 - Mar 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Jonathan Y. Moss
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
77

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