Keith Sprincz, financial advisor Littleton CO
96 score

Keith Sprincz

CRD Number: 1075215
Current Firm: Sprincz Advisory Group, LLC

Keith Sprincz (CRD# 1075215) is an Investment Advisor Representative working at Sprincz Advisory Group, LLC in Littleton, CO and has over 5 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Sprincz Advisory Group, LLC Littleton, CO Nov 2016 - Current 1
Sprincz Financial Group, LLC Littleton, CO Dec 2013 - Current 4
Sprincz & Associates, Inc. Centennial, CO Sep 1997 - Current 20
Gradient Advisors, LLC Shoreview, MN Jul 2012 - Jan 2017 4
Dynasty Capital Management, Inc. Littleton, CO Apr 2012 - Sep 2012 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination May 2012
Contact Info for Keith S. Sprincz
Phone Number: 303-779-1188
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    2
    MILLIONS
  • Total Number of Accounts
    104
    ACCOUNTS
  • Average Account Value
    $20,606
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CO

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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