Scott Brooks, financial advisor Littleton CO

Scott Brooks

CRD Number: 7227609
Current Firm: Wambolt & Associates, LLC

Scott Brooks (CRD# 7227609) is an Investment Advisor Representative working at Wambolt & Associates, LLC in Littleton, CO and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Wambolt & Associates, LLC Littleton, CO Jun 2021 - Current < 1
Colorado State University Fort Collins, CO May 2017 - May 2021 4
Tarantino Wealth Management Fort Collins, CO Feb 2020 - Feb 2021 1
Red Diamond Roofing Denver, CO Jan 2019 - Jan 2020 1
Moorpark High School Moorpark, CA Apr 2013 - Apr 2017 4
Chaparral Middle School Moorpark, CA Mar 2008 - Mar 2013 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2021
Contact Info for Scott K. Brooks
Phone Number: 720-962-6700
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    454
    MILLIONS
  • Total Number of Accounts
    1,470
    ACCOUNTS
  • Average Account Value
    $308,726
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, IL, KS, NE, NH, OK, TX, WA

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