Sierra James, financial advisor Littleton CO
97 score

Sierra James

CRD Number: 5901822
Current Firm: Cantella & Company, Inc.
Sierra James (CRD# 5901822) is an Investment Advisor Representative working at Cantella & Company, Inc. in Littleton, CO and has over 3 years of experience in the finance industry.
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Company Name Location Dates Years
Cantella And Company, Inc. Littleton, CO Jan 2011 - Current 5
2-10 Home Buyers Resale Warranty Company Denver, CO Feb 2010 - Oct 2011 1
Cantella And Company, Inc. Littleton, CO Jan 2009 - Feb 2010 1
Hacienda Colorado Lakewood, CO Jun 2007 - Dec 2008 1
San Francisco State University San Francisco, CA Jan 2007 - May 2007 < 1
Hacienda Colorado Lakewood, CO Aug 2006 - Jan 2007 < 1
San Francisco State University San Francisco, CA Aug 2004 - Aug 2006 2
Elephant Bar Restaraunt Daly City, CA Dec 2005 - May 2006 < 1
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Sep 2011
S66 NASAA Uniform Combined State Law Examination Apr 2012
Contact Info for Sierra A. James
By the Numbers
  • Total Assets Under Management
    940
    MILLIONS
  • Total Number of Accounts
    3,717
    ACCOUNTS
  • Average Account Value
    $253,005
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
97
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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