Stephen BogosianCRD Number: 5099981
Current Firm: Swan Global Investments, LLC
Stephen Bogosian (CRD# 5099981) is an Investment Advisor Representative working at Swan Global Investments, LLC in Littleton, CO and has over 4 years of experience in the finance industry.
Thrivent Advisor Network, LLC
Schaefer Financial Management, Inc.
|Northern Lights Distributors, LLC||Elkhorn, NE||Mar 2021 - Current||< 1|
|Swan Global Investments, LLC||Durango, CO||Nov 2020 - Current||1|
|Athenainvest Advisors, LLC||Greenwood Village, CO||Jan 2017 - Nov 2020||3|
|Northern Lights Distributors, LLC||Elkhorn, NE||Jun 2018 - Sep 2020||2|
|Unemployed||St Louis, MO||Jun 2016 - Dec 2016||< 1|
|American General Life Insurance Company||Jersey City, NJ||Aug 2012 - Jun 2016||3|
|Aig Financial Distributors||St Louis, MO||Aug 2012 - Jun 2016||3|
|Capital Brokerage Corporation||Richmond, VA||Jun 2010 - Aug 2012||2|
|Genworth Financial Wealth Management||Encino, CA||Jun 2010 - Aug 2012||2|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2017|
|S63||Uniform Securities State Law Examination||Dec 2018|
Total Assets Under Management2,208MILLIONS
Total Number of Accounts2,898ACCOUNTS
Average Account Value$761,841
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CO, FL, IL, MA, MD, MI, NJ, NY, PR, TX, VA
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