Stephen Bogosian, financial advisor Littleton CO

Stephen Bogosian

CRD Number: 5099981
Current Firm: Swan Global Investments, LLC

Stephen Bogosian (CRD# 5099981) is an Investment Advisor Representative working at Swan Global Investments, LLC in Littleton, CO and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Northern Lights Distributors, LLC Elkhorn, NE Mar 2021 - Current < 1
Swan Global Investments, LLC Durango, CO Nov 2020 - Current 1
Athenainvest Advisors, LLC Greenwood Village, CO Jan 2017 - Nov 2020 3
Northern Lights Distributors, LLC Elkhorn, NE Jun 2018 - Sep 2020 2
Unemployed St Louis, MO Jun 2016 - Dec 2016 < 1
American General Life Insurance Company Jersey City, NJ Aug 2012 - Jun 2016 3
Aig Financial Distributors St Louis, MO Aug 2012 - Jun 2016 3
Capital Brokerage Corporation Richmond, VA Jun 2010 - Aug 2012 2
Genworth Financial Wealth Management Encino, CA Jun 2010 - Aug 2012 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2017
S63 Uniform Securities State Law Examination Dec 2018
Contact Info for Stephen T. Bogosian
Phone Number: 970-382-8901
Registered State(s):
  • CA
  • CO
By the Numbers
  • Total Assets Under Management
    2,208
    MILLIONS
  • Total Number of Accounts
    2,898
    ACCOUNTS
  • Average Account Value
    $761,841
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

CA, CO, FL, IL, MA, MD, MI, NJ, NY, PR, TX, VA

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