Van Lam, financial advisor Littleton CO
93 score

Van Lam

CRD Number: 5882796
Current Firm: Tlg Advisors, Inc.

Van Lam (CRD# 5882796) is an Investment Advisor Representative working at Tlg Advisors, Inc. in Littleton, CO and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
The Leaders Group Inc. Littleton, CO May 2011 - Current 6
Unemployed Aurora, CO Mar 2011 - May 2011 < 1
J.p. Morgan Institutional Investments Inc. Englewood, CO Jan 2011 - Mar 2011 < 1
J.p. Morgan Retirement Plan Services LLC Englewood, CO Dec 2010 - Mar 2011 < 1
Metropolitan State College It Computer Labs Denver, CO Jun 2008 - Dec 2010 2
Metropolitan State College Denver, CO Aug 2002 - Dec 2010 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2011
S66 NASAA Uniform Combined State Law Examination Jun 2013
Contact Info for Van Lam
Phone Number: 303-797-9080
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    311
    MILLIONS
  • Total Number of Accounts
    1,100
    ACCOUNTS
  • Average Account Value
    $283,162
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CO, CT, FL, GA, ID, IL, IN, LA, MA, MD, MI, MN, MO, MS, NC, NE, NH, NY, OH, PA, RI, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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