David Roth (CRD# 6817197) is an Investment Advisor Representative working at Prosperity Capital Advisors in Littleton, MA and has over 7 years of experience in the finance industry. David Roth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 7339646
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Alison Wealth Management | Littleton, MA | Nov 2020 - Current | 3 |
| Breezy Day Productions | Littleton, MA | Jan 2010 - Current | 14 |
| Self Employed Freelance Musician | Littleton, MA | May 2007 - Sep 2023 | 16 |
| Julie's Cat Care | Littleton, MA | Jan 2017 - Mar 2020 | 3 |
| Good Thomas Productions | Mansfield, MA | Apr 2015 - Mar 2020 | 4 |
| Kelly Educational Services | Chelmsford, MA | Oct 2014 - Jun 2015 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Apr 2017 |
- MA
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Total Assets Under Management2,245MILLIONS
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Total Number of Accounts9,396ACCOUNTS
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Average Account Value$238,964
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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