Dennis Zaplin, financial advisor Livingston NJ

Dennis Zaplin

CRD Number: 4515559
Current Firm: J.p. Morgan Securities LLC

Dennis Zaplin (CRD# 4515559) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Livingston, NJ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Verona, NJ Mar 2019 - Current 1
J.p. Morgan Securities LLC Verona, NJ Oct 2012 - Mar 2019 6
Chase Investment Services Corp West Caldwell, NJ Mar 2009 - Oct 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2002
S65 NASAA Investment Advisors Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

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Contact Info for Dennis L. Zaplin
By the Numbers
  • Total Assets Under Management
    163,396
    MILLIONS
  • Total Number of Accounts
    660,063
    ACCOUNTS
  • Average Account Value
    $247,546
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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