Michael McCauley, financial advisor Livonia MI
93 score

Michael McCauley

CRD Number: 4501001
Current Firm: Cetera Advisor Networks LLC

Michael McCauley (CRD# 4501001) is an Investment Advisor Representative working at Cetera Advisor Networks LLC in Livonia, MI and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Current 3
Financial Network El Segundo, CA Sep 2011 - Dec 2012 1
Strategic Solutions Fin Svcs Westland, MI Jul 2008 - Jul 2011 3
Bank Of America,na Farmington Hills, MI Sep 2010 - Jun 2011 < 1
Merrill Lynch, Pierce, Fenner &amp; Smith Inc. Farmington Hills, MI Jun 2010 - May 2011 < 1
Phoenix Capital Southfield, MI Jul 2008 - Jul 2009 1
Auto Club Funds, Inc. Dearborn, MI Dec 2007 - Jul 2008 < 1
Ifmg Securities Inc. Clarkston, MI Apr 2006 - Dec 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Oct 2011
S66 NASAA Uniform Combined State Law Examination Apr 2005
Contact Info for Michael S. McCauley
Phone Number: 310-326-3100
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    16,791
    MILLIONS
  • Total Number of Accounts
    70,113
    ACCOUNTS
  • Average Account Value
    $239,482
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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