Scott Carty, financial advisor Flint MI

Scott Carty

CRD Number: 4800449
Current Firm: Oliver Lagore Vanvalin Investment Group, Inc.

Scott Carty (CRD# 4800449) is an Investment Advisor Representative working at Oliver Lagore Vanvalin Investment Group, Inc. in Flint, MI and has over 16 years of experience in the finance industry. Scott Carty has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Oliver Lagore Vanvalin Investment Group, Inc. Flint, MI Apr 2021 - Current 2
Ae Financial Services, LLC Topeka, KS Apr 2021 - Current 2
Olv Investment Group Flint, MI Sep 2018 - Current 5
Sigma Financial Corporation Ann Arbor, MI Sep 2018 - Apr 2021 2
Sigma Planning Corporation Ann Arbor, MI Aug 2018 - Apr 2021 2
Carty Capital Livonia, MI Aug 2016 - Sep 2018 2
Insight Folios Livonia, MI Dec 2014 - Aug 2016 1
Insight Folios Livonia, MI Dec 2014 - Jun 2016 1
Jack Keeter & Associates, Inc. Anaheim, CA Apr 2013 - Apr 2015 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2008
S65 NASAA Investment Advisors Law Examination Dec 2013
S63 Uniform Securities State Law Examination Feb 2019
Contact Info for Scott R. Carty
Phone Number: 810-744-4450
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    454
    MILLIONS
  • Total Number of Accounts
    3,669
    ACCOUNTS
  • Average Account Value
    $123,824
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, FL, GA, IL, IN, LA, MI, MO, NC, NH, NY, OH, TN, TX, VA, WA, WI

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