Norbert Mindel, financial advisor Lombard IL
96 score

Norbert Mindel

CRD Number: 1254630
Current Firm: Forum Financial Management, LP

Norbert Mindel (CRD# 1254630) is an Investment Advisor Representative working at Forum Financial Management, LP in Lombard, IL and has over 29 years of experience in the finance industry. Norbert Mindel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
F.a.m., LLC Lombard, IL Jan 2014 - Current 2
7 Guys Admin. Services Lombard, IL Jul 2002 - Current 14
Forum Financial Management, LP Lombard, IL Jul 2002 - Current 14
Purshe Kaplan Sterling Investments Albany, NY Feb 2011 - Oct 2011 < 1
Genworth Financial Advisers Corp. (fka Terra Financial Planning) Schaumburg, IL Mar 1984 - Mar 2011 27
Genworth Financial Securities Corp. (fka Terra Securiites) Schaumburg, IL Mar 1984 - Dec 2009 25
Genworth Financial Advisors Corp. Schaumburg, IL Jun 1984 - Dec 2008 24
Faermark, Mindel & Williams, LLC Lombard, IL Mar 2002 - Dec 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1987
S65 NASAA Investment Advisors Law Examination Sep 1999
Contact Info for Norbert M. Mindel
Phone Number: 630-873-8520
Firm Website: http://www.forumfin.com
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    2,037
    MILLIONS
  • Total Number of Accounts
    7,269
    ACCOUNTS
  • Average Account Value
    $280,262
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States

AZ, CA, CO, FL, GA, IA, IL, IN, LA, MA, MI, MN, MO, NC, NE, NJ, NY, PA, SC, TN, TX, VA, WA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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