Roger McConnell (CRD# 4380813) is an Investment Advisor Representative working at Wealth Enhancement Advisory Services, LLC in Plymouth, MN and has over 22 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
CRD# 6665238
U.s. Bancorp Investments, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Lpl Financial, LLC | Orcutt, CA | Jan 2022 - Current | 2 |
Wealth Enhancement Group | Lompoc, CA | Jan 2022 - Current | 2 |
Wealth Enhancement Advisory Services | Lompoc, CA | Jan 2022 - Current | 2 |
Wealth Enhancement Brokerage Services | Lompoc, CA | Jan 2022 - Current | 2 |
Mutual Securities, Inc. | Camarillo, CA | Nov 2018 - Jan 2022 | 3 |
Vivid Financial Management, Inc. | Lompoc, CA | Oct 2018 - Jan 2022 | 3 |
Raymond James Financial Services Advisors, Inc. | Lompoc, CA | Jan 2009 - Sep 2018 | 9 |
Raymond James Financial Services, Inc. | Lompoc, CA | Mar 2001 - Sep 2018 | 17 |
Stillman Capital Group | Lompoc, CA | Sep 2001 - May 2017 | 15 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 2001 |
S65 | NASAA Investment Advisors Law Examination | Sep 2002 |
- CA
-
Total Assets Under Management72,025MILLIONS
-
Total Number of Accounts154,394ACCOUNTS
-
Average Account Value$466,499
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.