Benjamin Lightfoot, financial advisor Lone Tree CO
78 score

Benjamin Lightfoot

CRD Number: 6074690
Current Firm: Charles Schwab & Company, Inc.

Benjamin Lightfoot (CRD# 6074690) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Lone Tree, CO and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Lone Tree, CO Feb 2016 - Current < 1
Charles Schwab & Company, Inc. Lone Tree, CO Nov 2012 - Current 4
Heritage Cleaners Greenwood Village, CO Jul 2012 - Oct 2012 < 1
Wells Fargo Advisors Parker, CO Jun 2012 - Oct 2012 < 1
Wells Fargo Bank Denver, CO Oct 2011 - Jun 2012 < 1
Webster Bank Bloomfield, CT Mar 2011 - Sep 2011 < 1
Ruby Tuesday Bloomfield, CT May 2011 - Jul 2011 < 1
Citizens Bank Hartford, CT Mar 2010 - Mar 2011 1
Bank Of America West Hartford, CT May 2006 - Mar 2010 3
Origins West Hartford, CT Sep 2008 - Dec 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S66 NASAA Uniform Combined State Law Examination Aug 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Benjamin D. Lightfoot
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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