James Robertson, financial advisor Lone Tree CO

James Robertson

CRD Number: 6728306
Current Firm: Schwab Private Client Investment Advisory, Inc.

James Robertson (CRD# 6728306) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Lone Tree, CO and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Schwab Private Client Investment Advisory, Inc. Lone Tree, CO Jun 2018 - Current 3
Charles Schwab & Company, Inc. Lone Tree, CO Nov 2016 - Current 4
Jackson National Denver, CO Aug 2016 - Oct 2016 < 1
Columbine Country Club Littleton, CO May 2016 - Aug 2016 < 1
Regis University Denver, CO Aug 2012 - May 2016 3
Star Mesa Properties Denver, CO May 2015 - Aug 2015 < 1
Pacific Shipping Lakewood, CO May 2014 - Aug 2014 < 1
Regis University Denver, CO Aug 2012 - Apr 2014 1
Lakewood Country Club Lakewood, CO Jun 2012 - Jul 2012 < 1
Jeffco Public Schools Lakewood, CO Aug 2006 - May 2012 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2017
S66 NASAA Uniform Combined State Law Examination Jun 2018
Contact Info for James M. Robertson
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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