Keith Johnson, financial advisor Lone Tree CO
74 score

Keith Johnson

CRD Number: 1142260
Current Firm: Schwab Private Client Investment Advisory, Inc.

Keith Johnson (CRD# 1142260) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Lone Tree, CO and has over 32 years of experience in the finance industry. Keith Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Englewood, CO Jun 2014 - Current 2
My Power Unleashed, LLC Lone Tree, CO Mar 2014 - Current 2
Curian Capital, LLC Denver, CO Dec 2011 - Mar 2014 2
Curian Clearing LLC Denver, CO Dec 2011 - Mar 2014 2
Sagepoint Financial Advisors Kailua-kona, HI Mar 2011 - Jan 2012 < 1
National Planning Corporation Kailua-kona, HI Jul 2010 - Mar 2011 < 1
Anderson Wealth Planning, Inc. Kailua-kona, HI Jun 2010 - Mar 2011 < 1
Securities Service Network, Inc. Scottsdale, AZ Sep 2009 - Jun 2010 < 1
Householder Group Scottsdale, AZ Jul 2009 - Apr 2010 < 1
Sagepoint Financial, Inc. Phoenix,, AZ Jan 2009 - Jun 2009 < 1
Aig Financial Advisors, Inc. Phoenix, AZ Sep 2004 - Jan 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1984
S65 NASAA Investment Advisors Law Examination Oct 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Keith W. Johnson
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CO
  • TX
By the Numbers
  • Total Assets Under Management
    67,823
    MILLIONS
  • Total Number of Accounts
    155,246
    ACCOUNTS
  • Average Account Value
    $436,876
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
74

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