Mary Rivas, financial advisor Lone Tree CO

Mary Rivas

CRD Number: 5129188
Current Firm: Charles Schwab & Company, Inc.

Mary Rivas (CRD# 5129188) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Lone Tree, CO and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab And Company, Inc. Omaha, NE Dec 2022 - Current < 1
Driving Omaha, NE Jun 2014 - Current 8
Mary Rivas Real Estate Omaha, NE Apr 2007 - Current 15
Td Ameritrade Inc. Omaha, NE Sep 2006 - Dec 2022 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2008
S66 NASAA Uniform Combined State Law Examination Aug 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mary K. Rivas
Phone Number: 415-667-7000
Registered State(s):
  • NE
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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