Nicholas BroetzmanCRD Number: 6233641
Current Firm: Schwab Private Client Investment Advisory, Inc.
Nicholas Broetzman (CRD# 6233641) is an Investment Advisor Representative working at Schwab Private Client Investment Advisory, Inc. in Lone Tree, CO and has over 6 years of experience in the finance industry. Nicholas Broetzman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Thrivent Advisor Network, LLC
Schaefer Financial Management, Inc.
|Schwab Private Client Investment Advisory, Inc.||Lone Tree, CO||Aug 2020 - Current||1|
|Charles Schwab & Company, Inc.||Lone Treee, CO||Jul 2013 - Current||8|
|Self||Aurora, CO||May 2013 - May 2017||4|
|Usbank||Westminster, CO||Aug 2012 - Jul 2013||< 1|
|Unemployed||Westminster, CO||Dec 2007 - Jul 2012||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2017|
|S63||Uniform Securities State Law Examination||Jun 2015|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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