Andrew Bailey, financial advisor Long Beach CA
88 score

Andrew Bailey

CRD Number: 5388145
Current Firm: Rbc Capital Markets, LLC

Andrew Bailey (CRD# 5388145) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Long Beach, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Long Beach, CA Feb 2016 - Current < 1
Morgan Stanley Private Bank, National Association New York, NY Feb 2015 - Feb 2016 1
Morgan Stanley Irvine, CA Oct 2014 - Feb 2016 1
Balboa Capital Corporation Irvine, CA Oct 2012 - Aug 2014 1
Special Parking Services Huntington Beach, CA Jan 2012 - Oct 2012 < 1
University Of Southern California Los Angeles, CA Aug 2009 - Aug 2012 3
Usc Madrid Madrid, Jul 2011 - Jan 2012 < 1
University Of Southern California Housing Services Los Angeles, CA Jun 2010 - Jul 2011 1
Los Alamitos Race Course Cypress, CA Jul 2007 - Jul 2009 2
Cypress High School Cypress, CA Jan 2004 - Jun 2008 4
Ubs Financial Services Newport Beach, CA Jun 2007 - Sep 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Contact Info for Andrew J. Bailey
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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