Mark Elliott, financial advisor Long Beach CA
93 score

Mark Elliott

CRD Number: 2003631
Current Firm: Rbc Capital Markets, LLC

Mark Elliott (CRD# 2003631) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Long Beach, CA and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Pasadena, CA Mar 2008 - Current 8
Rbc Dain Rauscher Inc. Pasadena, CA Mar 2002 - Mar 2008 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S65 NASAA Investment Advisors Law Examination Sep 1992
Contact Info for Mark G. Elliott
Phone Number: 212-858-7000
Firm Website: https://www.rbccm.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    76,274
    MILLIONS
  • Total Number of Accounts
    192,243
    ACCOUNTS
  • Average Account Value
    $396,757
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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