William PhillipsCRD Number: 5785563
Current Firm: Royal Alliance Associates, Inc.
William Phillips (CRD# 5785563) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Long Beach, NY and has over 12 years of experience in the finance industry.
Hightower Advisors, LLC
A.g.p / Alliance Global Partners
|Royal Alliance Associates, Inc.||Westbury, NY||Nov 2018 - Current||4|
|Sii Jhfn||New York, NY||Aug 2010 - Nov 2018||8|
|Atlantic Partners Financial Group||New York, NY||Aug 2010 - Jan 2015||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2011|
|S65||NASAA Investment Advisors Law Examination||Sep 2019|
Total Assets Under Management28,249MILLIONS
Total Number of Accounts112,286ACCOUNTS
Average Account Value$251,584
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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