John Riggs, financial advisor Longwood FL

John Riggs

CRD Number: 2670354
Current Firm: Novus Advisors

John Riggs (CRD# 2670354) is an Investment Advisor Representative working at Novus Advisors in Longwood, FL and has over 25 years of experience in the finance industry. John Riggs has taken additional exams to become a Certified Financial Planner (CFP®).

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Professional Designations
Company Name Location Dates Years
Novus Advisors Greenville, SC Apr 2017 - Current 7
Voya Financial Advisors, Inc. Winter Park, FL Sep 2015 - Apr 2017 1
Charles Schwab San Francisco, CA Apr 1999 - Oct 2015 16
Schwab Private Client Investment Advisory, Inc. Orlando, FL Jan 2012 - Sep 2015 3
Charles Schwab & Company, Inc. Orlando, FL Nov 1996 - Sep 2015 18
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1999
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for John D. Riggs
Phone Number: 864-272-3579
Registered State(s):
  • FL
  • SC
By the Numbers
  • Total Assets Under Management
    212
    MILLIONS
  • Total Number of Accounts
    559
    ACCOUNTS
  • Average Account Value
    $378,884
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, CA, CT, FL, GA, IN, LA, MA, MD, NC, NE, NH, NJ, NM, NY, OH, PA, SC, TN, TX, VA

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