John Riggs (CRD# 2670354) is an Investment Advisor Representative working at Novus Advisors in Longwood, FL and has over 25 years of experience in the finance industry. John Riggs has taken additional exams to become a Certified Financial Planner (CFP®).
CRD# 6160017
Cetera Investment Advisers LLC
CRD# 2811837
Certified Advisory Corp
CRD# 5855622
Financial Harvest Wealth Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Novus Advisors | Greenville, SC | Apr 2017 - Current | 7 |
Voya Financial Advisors, Inc. | Winter Park, FL | Sep 2015 - Apr 2017 | 1 |
Charles Schwab | San Francisco, CA | Apr 1999 - Oct 2015 | 16 |
Schwab Private Client Investment Advisory, Inc. | Orlando, FL | Jan 2012 - Sep 2015 | 3 |
Charles Schwab & Company, Inc. | Orlando, FL | Nov 1996 - Sep 2015 | 18 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | May 1999 |
S66 | NASAA Uniform Combined State Law Examination | Oct 2007 |
- FL
- SC
-
Total Assets Under Management212MILLIONS
-
Total Number of Accounts559ACCOUNTS
-
Average Account Value$378,884
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CT, FL, GA, IN, LA, MA, MD, NC, NE, NH, NJ, NM, NY, OH, PA, SC, TN, TX, VA
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