John Riggs (CRD# 2670354) is an Investment Advisor Representative working at Novus Advisors in Longwood, FL and has over 24 years of experience in the finance industry. John Riggs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6160017
Cetera Investment Advisers LLC
CRD# 2811837
Certified Advisory Corp
CRD# 5855622
Financial Harvest Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Novus Advisors | Greenville, SC | Apr 2017 - Current | 6 |
| Voya Financial Advisors, Inc. | Winter Park, FL | Sep 2015 - Apr 2017 | 1 |
| Charles Schwab | San Francisco, CA | Apr 1999 - Oct 2015 | 16 |
| Schwab Private Client Investment Advisory, Inc. | Orlando, FL | Jan 2012 - Sep 2015 | 3 |
| Charles Schwab & Company, Inc. | Orlando, FL | Nov 1996 - Sep 2015 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2007 |
- FL
-
Total Assets Under Management175MILLIONS
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Total Number of Accounts498ACCOUNTS
-
Average Account Value$350,768
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, FL, GA, IN, LA, MA, MD, NC, NE, NH, NJ, NM, NY, OH, PA, SC, TX, VA
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