Ricki Jaye (CRD# 1091766) is an Investment Advisor Representative working at Private Client Group Asset Management in Longwood, FL and has over 20 years of experience in the finance industry.
CRD# 6160017
Cetera Investment Advisers LLC
CRD# 2811837
Certified Advisory Corp
CRD# 5855622
Financial Harvest Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisors LLC | Longwood, FL | Sep 2022 - Current | 1 |
| First Allied Advisory Services | Schaumburg, IL | Jun 2021 - Current | 2 |
| Private Client Group Asset Management | Bedminster, NJ | Dec 2015 - Current | 8 |
| Raj Consultants, Inc. | Longwood, FL | Jul 1994 - Current | 29 |
| First Allied Securities, Inc. | San Diego, CA | Jun 2021 - Sep 2022 | 1 |
| First Allied Advisory Services, Inc. | Chesterfield, MO | Nov 2010 - Aug 2019 | 8 |
| First Allied Securities, Inc. | San Diego, CA | Jul 2006 - Aug 2019 | 13 |
| Southwest Financial Group | Longwood, FL | Jan 2009 - Jun 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2006 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- NJ
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Total Assets Under Management125MILLIONS
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Total Number of Accounts224ACCOUNTS
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Average Account Value$560,036
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
FL, NH, NJ, NY, PA, TX
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