Thomas RogersCRD Number: 3103041
Current Firm: Cssc Investment Advisory Services, Inc.
Thomas Rogers (CRD# 3103041) is an Investment Advisor Representative working at Cssc Investment Advisory Services, Inc. in Longwood, FL and has over 18 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
American Financial Advisors Inc.
Alconbury Trust L.l.c
|Cssc Brokerage Services, Inc.||Longwood, FL||Mar 2011 - Current||6|
|Cssc Investment Advisory Services, Inc.||Longwood, FL||Mar 2011 - Current||6|
|Wealth Strategies||Deer Island, FL||May 2000 - Current||17|
|Sweetwater Law Offices, Plc||Longwood, FL||May 1981 - Current||36|
|Valmark Advisers, Inc.||Longwood, FL||Oct 1999 - Jan 2010||10|
|Valmark Securities, Inc.||Longwood, FL||Jul 1998 - Jan 2010||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Oct 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management306MILLIONS
Total Number of Accounts820ACCOUNTS
Average Account Value$373,171
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, IL, IN, KY, LA, MA, MD, ME, MI, NC, NH, NJ, NY, OH, PA, RI, SC, TN, TX, VA, VI, WA, WV