Ronald DavisCRD Number: 1316018
Current Firm: Ims Financial Advisors, Inc.
Ronald Davis (CRD# 1316018) is an Investment Advisor Representative working at Ims Financial Advisors, Inc. in Lorena, TX and has over 25 years of experience in the finance industry.
Academy Capital Management
Royal Alliance Associates, Inc.
The Aspen Equity Group
|Ims Financial Advisors, Inc.||Houston, TX||Oct 2004 - Current||12|
|Ims Securities, Inc.||Houston, TX||Mar 2004 - Current||13|
|Davis Insurance. Agency||Lorena, TX||Nov 1993 - Current||23|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1991|
|S66||NASAA Uniform Combined State Law Examination||Oct 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management76MILLIONS
Total Number of Accounts484ACCOUNTS
Average Account Value$157,316
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IN, KS, LA, MD, MI, MO, MS, NC, NE, NM, NV, NY, OH, OK, OR, PA, SD, TX, UT, VA, WA, WI, WV