Diane Chan, financial advisor Los Alamos NM
93 score

Diane Chan

CRD Number: 4555991
Current Firm: Waddell & Reed

Diane Chan (CRD# 4555991) is an Investment Advisor Representative working at Waddell & Reed in Los Alamos, NM and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Ballroom Etcetera Los Alamos Los Alamos, NM Apr 2012 - Current 4
Los Alamos Concert Association Los Alamos, NM Jul 2010 - Current 6
Various Insurance Carriers For W & R Insurance Agencies Los Alamos, NM Dec 2002 - Current 14
Waddell & Reed, Inc. Los Alamos, NM Jun 2002 - Current 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2003
Contact Info for Diane S. Chan
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • CO
  • FL
  • MD
  • NM
  • OH
  • WA
  • MI
  • PA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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