Sharon LacyCRD Number: 5325297
Current Firm: United Capital Financial Advisers
Sharon Lacy (CRD# 5325297) is an Investment Advisor Representative working at United Capital Financial Advisers in Los Altos, CA and has over 9 years of experience in the finance industry. Sharon Lacy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|United Capital Financial Advisers, LLC||Newport Beach, CA||Dec 2015 - Current||1|
|Bedrock Capital Management, Inc.||Los Altos, CA||Oct 2006 - Dec 2015||9|
|Student||Capitola, CA||Oct 2005 - Oct 2006||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Apr 2007|
Total Assets Under Management15,406MILLIONS
Total Number of Accounts48,598ACCOUNTS
Average Account Value$317,017
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV