Sumant Pendharkar (CRD# 6758036) is an Investment Advisor Representative working at Transglobal Advisory, LLC in Monrovia, CA and has over 7 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transglobal Insurance Agency, Inc. | Monrovia, CA | Apr 2018 - Current | 6 |
| Googain Inc. | Sunnyvale, CA | Aug 2012 - Current | 11 |
| Prima Innotech, LLC | Basking Ridge, NJ | Feb 2017 - Dec 2019 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2016 |
- CA
-
Total Assets Under Management40MILLIONS
-
Total Number of Accounts185ACCOUNTS
-
Average Account Value$215,818
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Other
CA, GA, HI, IL, LA, MA, MD, MI, NC, NJ, NV, NY, PA, TX, WA, WY
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