Aaron GoldbergCRD Number: 6575701
Current Firm: Awm Capital, LLC
Aaron Goldberg (CRD# 6575701) is an Investment Advisor Representative working at Awm Capital, LLC in Los Angeles, CA and has over 6 years of experience in the finance industry. Aaron Goldberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Grove Point Advisors, LLC
Awm Capital, LLC
Aqua Capital Advisors
|Awm Capital, LLC||Phoenix, AZ||Sep 2020 - Current||2|
|Independent Financial Group||San Diego, CA||Aug 2017 - Sep 2020||3|
|Lincoln Capital||San Diego, CA||Oct 2015 - Sep 2020||4|
|Self-employed||Encinitas, CA||Aug 2008 - Dec 2019||11|
|Independent Financial Group||San Diego, CA||Aug 2016 - Aug 2017||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2016|
Total Assets Under Management531MILLIONS
Total Number of Accounts1,626ACCOUNTS
Average Account Value$326,503
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
AZ, CA, FL, GA, IL, IN, LA, MA, MO, NC, NH, NV, SC, TN, TX, WA
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