Adam Soroko (CRD# 6409739) is an Investment Advisor Representative working at Mertz Capital in Studio City, CA and has over 9 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Soroko, Adam Michael, Dba: Mertz Capital | Studio City, CA | Mar 2020 - Current | 4 |
| Wells Fargo Clearing, LLC | Los Angeles, CA | May 2018 - Mar 2020 | 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Feb 2015 - May 2018 | 3 |
| Morgan Stanley Smith Barney, LLC | Los Angeles, CA | Oct 2014 - Feb 2015 | < 1 |
| Mercedes-benz Usa, LLC | Los Angeles, CA | Jan 2012 - Jul 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2014 |
- CA
- TX
-
Total Assets Under Management21MILLIONS
-
Total Number of Accounts62ACCOUNTS
-
Average Account Value$346,758
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, TX
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.