Allan Rudnick, financial advisor Los Angeles CA
73 score

Allan Rudnick

CRD Number: 1039295
Current Firm: Kayne Anderson Rudnick Investment Management, LLC

Allan Rudnick (CRD# 1039295) is an Investment Advisor Representative working at Kayne Anderson Rudnick Investment Management, LLC in Los Angeles, CA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Shield Capital Management, Llc Dba Bricks And Mortar Capital Beverly Hills, CA Jun 2008 - Current 8
Kayne Anderson Rudnick Investment Mgt., LLC Los Angeles, CA Aug 1989 - Current 27
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1982
S65 NASAA Investment Advisors Law Examination Jan 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Allan M. Rudnick
Phone Number: 310-556-2721
Firm Website: http://kayne.com
Registered State(s):
  • CA
  • UT
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    9,629
    MILLIONS
  • Total Number of Accounts
    14,629
    ACCOUNTS
  • Average Account Value
    $658,234
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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