Amir Rad (CRD# 6035709) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Woodland Hills, CA and has over 11 years of experience in the finance industry. Amir Rad has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6724246
Modern Assets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | Palisades, CA | Oct 2016 - Current | 7 |
| Jp Morgan Bank, N.a. | Palisades, CA | Oct 2016 - Current | 7 |
| J.p. Morgan Securities LLC | Los Angeles, CA | Feb 2015 - Sep 2016 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | North Hollywood, CA | Sep 2014 - Jan 2015 | < 1 |
| Bank Of America, N.a. | North Hollywood, CA | Sep 2014 - Jan 2015 | < 1 |
| Jp Morgan Securities LLC | Northridge, CA | Aug 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2012 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2013 |
- CA
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Total Assets Under Management249,731MILLIONS
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Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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