Anees Saifi (CRD# 5890894) is an Investment Advisor Representative working at Gwn Securities Inc. in Palm Beach Gardens, FL and has over 12 years of experience in the finance industry.
CRD# 1690782
J.p. Morgan Securities LLC
CRD# 5870573
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2650834
Convergence Investment Partners, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gwn Securities, Inc. | Palm Beach Gardens, FL | Feb 2022 - Current | 2 |
| Massmutual Life Insurance | Los Angeles, CA | Mar 2020 - Current | 4 |
| Mml Investors Services, LLC | Los Angeles, CA | Apr 2020 - May 2022 | 2 |
| Axa Advisors, LLC | Los Angeles, CA | Aug 2011 - Mar 2020 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management3,080MILLIONS
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Total Number of Accounts62,656ACCOUNTS
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Average Account Value$49,151
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