Ashley Rochester, financial advisor Los Angeles CA

Ashley Rochester

CRD Number: 4695335
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ashley Rochester (CRD# 4695335) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Nov 2018 - Current 2
Bank Of America, Na Los Angeles, CA Nov 2018 - Current 2
Banc Of California Los Angeles, CA Oct 2016 - Oct 2018 2
Cit Bank N.a. Santa Monica, CA Dec 2011 - Oct 2016 4
California Bank & Trust Los Angeles, CA Mar 2008 - Dec 2011 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2019
Contact Info for Ashley C. Rochester
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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