Austin Barger, financial advisor Los Angeles CA

Austin Barger

CRD Number: 6877667
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin Barger (CRD# 6877667) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, CA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a Los Angeles, CA Jan 2020 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles, CA Nov 2018 - Current 2
Unemployed Mill Valley, CA Jun 2018 - Nov 2018 < 1
Liquid Venture Partners El Segundo, CA Feb 2018 - Jun 2018 < 1
Loyola Marymount University Los Angeles, CA Sep 2014 - May 2018 3
Gideon Strategic Partners Santa Monica, CA May 2017 - Jan 2018 < 1
Equilibrium Corte Madera, CA Jun 2016 - Aug 2016 < 1
Soxalito Sausalito, CA May 2015 - Aug 2015 < 1
Unemployed Mill Valley, CA Jun 2014 - Sep 2014 < 1
The Barrel House Tavern Sausalito, CA Mar 2014 - Jun 2014 < 1
Student Mill Valley, CA Aug 2013 - Mar 2014 < 1
Equilibrium Sausalito, CA Jun 2013 - Aug 2013 < 1
Student Mill Valley, CA Aug 2012 - Jun 2013 < 1
Equilibrium Corte Madera, CA Jun 2012 - Aug 2012 < 1
Student Mill Valley, CA Jan 2009 - Jun 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Austin T. Barger
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    962,052
    MILLIONS
  • Total Number of Accounts
    2,529,169
    ACCOUNTS
  • Average Account Value
    $380,383
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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