Austin Germain, financial advisor Los Angeles CA

Austin Germain

CRD Number: 7025815
Current Firm: Ascendant Capital Management, LLC

Austin Germain (CRD# 7025815) is an Investment Advisor Representative working at Ascendant Capital Management, LLC in Los Angeles, CA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Northern Lights Distributors, LLC Elkhorn, NE Mar 2021 - Current < 1
Ascendant Capital Management, LLC Los Angeles, CA Jan 2021 - Current < 1
Foreside Fund Distributors, LLC Atlanta, GA Feb 2019 - Jan 2021 1
Equity Investment Corporation Atlanta, GA Sep 2018 - Jan 2021 2
Taylor White Employment Agency Tampa, FL Dec 2015 - Aug 2018 2
Oakley, Incorporated Tampa, FL Jan 2015 - Dec 2015 < 1
University Of Tampa Tampa, FL Sep 2013 - Dec 2015 2
U.s. Air Force Washington, DC Jul 2009 - Jul 2013 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Apr 2019
S63 Uniform Securities State Law Examination Apr 2019
Contact Info for Austin C. Germain
Phone Number: 310-696-2888
Firm Website:
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States


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