Austin Germain (CRD# 7025815) is an Investment Advisor Representative working at Private Capital Management in Naples, FL and has over 5 years of experience in the finance industry.
CRD# 5167067
Advanced Investment Management LLC
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Carnes Capital Corporation | Naples, FL | Mar 2023 - Current | 1 |
| Private Capital Management, LLC | Naples, FL | Mar 2023 - Current | 1 |
| Ascendant Capital Management, LLC | Los Angeles, CA | Mar 2022 - Mar 2023 | 1 |
| Northern Lights Distributors, LLC | Elkhorn, NE | Mar 2022 - Mar 2023 | 1 |
| Ascendant Capital Management, LLC | Los Angeles, CA | Jan 2021 - Feb 2022 | 1 |
| Northern Lights Distributors, LLC | Elkhorn, NE | Mar 2021 - Jan 2022 | < 1 |
| Foreside Fund Distributors, LLC | Atlanta, GA | Feb 2019 - Jan 2021 | 1 |
| Equity Investment Corporation | Atlanta, GA | Sep 2018 - Jan 2021 | 2 |
| Taylor White Employment Agency | Tampa, FL | Dec 2015 - Aug 2018 | 2 |
| Oakley, Incorporated | Tampa, FL | Jan 2015 - Dec 2015 | < 1 |
| University Of Tampa | Tampa, FL | Sep 2013 - Dec 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Apr 2019 |
| S63 | Uniform Securities State Law Examination | Apr 2019 |
- FL
- TX
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Total Assets Under Management1,135MILLIONS
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Total Number of Accounts397ACCOUNTS
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Average Account Value$2,859,517
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AL, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WI
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