Barton Helfet, financial advisor Los Angeles CA
90 score

Barton Helfet

CRD Number: 5984777
Current Firm: Morgan Stanley

Barton Helfet (CRD# 5984777) is an Investment Advisor Representative working at Morgan Stanley in Los Angeles, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Los Angeles, CA Sep 2014 - Current 2
Morgan Stanley Smith Barney LLC Greenwood Village, CO Sep 2011 - Sep 2014 3
Tulane University New Orleans, LA Aug 2009 - Jul 2011 1
Extended Travel Bangkok, Jun 2009 - Aug 2009 < 1
Vista Counseling Services Sandy, UT Nov 2008 - Jun 2009 < 1
Gap Inc. Salt Lake City, UT Dec 2007 - Mar 2009 1
Conservation Garden Park West Jordan, UT Apr 2008 - Oct 2008 < 1
Extended Travel Nelson, Jul 2007 - Dec 2007 < 1
Santa Monica College Santa Monica, CA May 2006 - Jul 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2011
Contact Info for Barton Helfet
Phone Number: 914-225-5510
Registered State(s):
  • CA
  • CO
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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